Give-Up Trade: Definition, Parties, and Example

Give-Up Trade: Definition, Parties, and Example Parties Involved in Give-Up Trade There are three main parties involved in a give-up trade: Executing Broker: This is the broker who receives the order from the executing customer and executes the trade on their behalf. They are responsible for finding the best price …

Front-Running: Definition, Example, and Legality

Front-Running: Definition, Example, and Legality Front-running is a term used in the financial industry to describe an unethical practice where a broker or trader takes advantage of advance knowledge of pending orders from its clients to execute trades for their own benefit. This practice is considered illegal in many jurisdictions …

Finra Brokercheck – All You Need to Know

What is Finra Brokercheck? Finra Brokercheck is a free online tool provided by the Financial Industry Regulatory Authority (FINRA) that allows investors to research the background and qualifications of brokers and brokerage firms. It serves as a comprehensive database that provides information about registered brokers and their employment history, qualifications, …

Dealer Market: Definition, Example, Vs. Broker or Auction Market

Dealer Market: Definition, Example, Vs. Broker or Auction Market A dealer market is a type of financial market where securities, such as stocks and bonds, are bought and sold directly between dealers and investors. In a dealer market, dealers act as intermediaries between buyers and sellers, facilitating the trading process. …