Series 65 Exam: All You Need to Know

What is the Series 65 Exam? The Series 65 Exam is a standardized test designed to assess the knowledge and competency of individuals who wish to become investment adviser representatives. It is administered by the Financial Industry Regulatory Authority (FINRA) and is a requirement for individuals who want to provide …

Series 24 Exam: Definition, Prerequisites, Difficulty

What is the Series 24 Exam? Once a candidate passes the Series 24 Exam, they will be eligible to register as a general securities principal with FINRA and perform the duties associated with that role. They will also be required to maintain their qualification by completing continuing education requirements and …