What is a Registered Investment Advisor (RIA)? A Registered Investment Advisor (RIA) is a professional financial advisor or firm that is registered with the Securities and Exchange Commission (SEC) or state securities authorities. RIAs provide personalized investment advice and financial planning services to individuals, families, and institutional clients. Benefits of … …
What is a Financial Planner? A financial planner is a professional who helps individuals and businesses manage their finances and achieve their financial goals. They provide advice and guidance on a wide range of financial matters, including budgeting, investing, retirement planning, tax planning, estate planning, and risk management. A financial … …
What is an Investment Advisory Representative (IAR)? An Investment Advisory Representative (IAR) is a professional who provides financial advice and guidance to clients. They are typically employed by investment advisory firms or registered investment advisors (RIAs). IARs are licensed and regulated by the Securities and Exchange Commission (SEC) or state … …